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Sponsor: RIMI

Managing and Operating Through Uncertainty in Air Traffic Control and Air Traffic Management

Managing and Operating Through Uncertainty in Air Traffic Control and Air Traffic Management

Abstract

Air traffic control (ATC) and air traffic management (ATM) operate across multiple timescales and decision layers, yet both are fundamentally shaped by uncertainty arising from weather, capacity disruptions, and human decision-making. In this talk, I present two complementary research projects, one focused on air traffic control (ATC) and the other on air traffic management (ATM), that together offer a unified perspective on how uncertainty can be explicitly modeled and managed across tactical ATC operations and strategic ATM planning. At the tactical ATC level, we study pathfinder operations during convective weather and develop a decision-theoretic framework that captures stochastic airspace availability, flight acceptance behavior, and pathfinder sequencing. We show that the proposed models yield rich insights into system behavior and inform the design of operational decision support tools. At the strategic ATM level, we address uncertainty in airport ground delay programs through a distributionally robust optimization framework that hedges against capacity mis-specification and demonstrates strong out-of-sample performance using data from the US National Airspace System. Together, these results show how explicit uncertainty modeling across ATC and ATM decision layers can improve robustness and operational performance.

Max is an Assistant Professor of Aerospace Engineering at the University of Michigan, Ann Arbor. He also has courtesy appointments in Civil and Environmental Engineering as well as Industrial and Operations Engineering. Max received his PhD in Aerospace Engineering from the Massachusetts Institute of Technology in 2021. He received his MSE in Systems Engineering and BSE in Electrical Engineering and Mathematics, both from the University of Pennsylvania, in 2018. Max’s research and teaching interests include air transportation systems, airport and airline operations, Advanced Air Mobility, networked systems, as well as optimization and control.

Joint Estimation of a Semi-Markov Decision Process Model of Vacant Taxi Matching and Routing

Joint Estimation of a Semi-Markov Decision Process Model of Vacant Taxi Matching and Routing

Abstract

We formulate a vacant ride-sourcing or taxi driver’s routing decision as an infinite-horizon semi-Markov decision process (SMDP) in a road network, where a driver decides which link to take at each node and transitions to a new node depending on the stochastic vehicle-passenger matching process. A driver’s decision is based on observable and unobservable states.

The modeler’s job is to jointly estimate an average driver’s parameterized utility function as well as the state transition function based on the sequence of observed states and actions. We establish the existence and uniqueness of a fixed point solution to the Bellman equation for the SMDP, which is needed for the maximum likelihood estimation of model parameters. We use parallel computing to speed up the estimation algorithm to be applicable to a case study in a large network.

The expected fare, expected operating cost and number of intersections in the urban area are found to be significant predictors of drivers’ routing decisions. Comparison with several base models suggest the advantage of considering multiple decision cycles, low discount rate (corresponding to a discount factor close to 1), and joint estimation of routing and matching parameters.

Song Gao is Professor of Civil and Environmental Engineering at the University of Massachusetts Amherst. Her research focuses on travel behavior and transportation system analysis, with applications in smart and shared mobility, transportation planning, and sustainable transportation systems, and has been funded by local, regional and federal government agencies and private foundations, including the Massachusetts Department of Transportation, National Science Foundation, FHWA, and APRA-E. Prior to joining UMass, Prof. Gao worked as a transportation engineer at Caliper Corporation. She is an Editorial Board Editor of Transportation Research Part B, and past Associate Editor of Transportation Science. She received her Ph.D. and M.S. in Transportation from MIT, and B.S. in Civil Engineering from Tsinghua University.

Changing Transit Ridership and Service During the COVID-19 Pandemic

Status

Complete

Project Timeline

March 1, 2022 - June 30, 2023

Principal Investigator

Michael HylandMichael Hyland

Sponsor, Program & Award Number

RIMI: RIMI-4H

Areas of Expertise

Public Transit, Shared Mobility, & Active Transportation

Team Departmental Affiliation

Civil and Environmental Engineering

Project Summary

The COVID-19 pandemic spurred a period of significant change in travel behavior in the United States. Increased working from home, teleconferencing, telelearning, and e-commerce changed how travelers perceive, interact with, and use public transportation and shared mobility. According to the Federal Transit Administration, at the start of the pandemic public transit ridership in the U.S. dropped by 79% between 2019 and 2020. While some riders have returned, public transit ridership remains below pre-pandemic levels. Transit operators may be serving different needs, as post-pandemic travel behavior and the use of other forms of shared mobility (such as microtransit and transportation network companies) continues to evolve. Public transit operators have also been impacted by new pandemic-related procedures, service cuts, and staffing shortages. This project will explore how the pandemic impacted public transportation and shared mobility to inform policy recommendations that can help the state maximize the effectiveness of shared and active transportation options. It will examine the current state of public transit, how transit agencies can evolve into this new context, and how other shared modes have been impacted by the pandemic. The project will also assess how micromobility (both personally owned and shared) can fill gaps in public transit networks caused by California’s changed post-pandemic travel demand. It will also examine the role that active transportation infrastructure can play in improving safety and environmental outcomes, enhancing social equity, and economic development in a variety of built environments.

Policy Brief Series on the Role of Hydrogen in California’s Transportation System

Status

Complete

Project Timeline

March 1, 2022 - June 30, 2023

Principal Investigator

Scott Samuelsen

Project Team

Jeff Reed

Sponsor, Program & Award Number

RIMI: RIMI-3N

Areas of Expertise

Zero-Emission Vehicles & Low-Carbon Fuels

Team Departmental Affiliation

Mechanical and Aerospace Engineering

Project Summary

Currently, hydrogen is used in California in only a few significant applications, with refining being the most dominant. However, hydrogen has the potential to be a major zero-carbon energy carrier across many applications, including transportation. California’s current suite of policies supporting decarbonization tend to be technology neutral, which may not provide sufficient incentives for the hydrogen market to develop in a timely and optimal way. This series of policy briefs investigates the role of hydrogen in decarbonizing the transportation sector and other sectors in California. Collectively, the briefs provide an overview of i) how hydrogen could be used, and how much end-use demand potential there could be for different applications across transportation, buildings and industry; ii) the relative carbon intensity of hydrogen production pathways and the availability of biomass and biogas in California that could be applied to the production of low-CI hydrogen; and iii) the current costs of producing green hydrogen and how much green hydrogen could potentially be produced.

Related Publications

policy brief | Sep 2022

Potential Uses of Hydrogen in California’s Clean Energy Transition

Read more
policy brief | Sep 2022

Hydrogen Can Have a Much Lower Carbon Intensity than Fossil Fuels But This Largely Depends on How It Is Produced and Distributed

Read more
policy brief | Sep 2022

Can Green Hydrogen Be a Cost Competitive Transportation Fuel by 2030?

Read more

Pilot Study: Demonstrate Real-World Security Threats to Connected Automated Vehicles

Status

In Progress

Project Timeline

July 22, 2022 - June 30, 2023

Principal Investigator

Qi Alfred Chen

Project Team

Ningfei Wang

Sponsor, Program & Award Number

RIMI: RIMI-5G
(Also see the UC ITS page)

Areas of Expertise

Intelligent Transportation Systems, Emerging Technologies, & Big Data

Team Departmental Affiliation

Information and Computer Science

Project Summary

While connected and automated vehicles (CAVs) have the potential to transform communities and mobility, issues like security threats – which may compromise infrastructure operations or even pose safety risks to road users – present significant challenges to the real-world deployment and operation of such systems. This project will explore and demonstrate the real-world feasibility and exploitability of existing CAV security threats that have emerged from academic research. The project will help stakeholders understand how realistic such threats are in practice, thereby informing policymaking, risk management, and remediation strategy planning.

Enhanced Perception with Cooperation between Connected Automated Vehicles and Smart Infrastructure

Status

Complete

Project Timeline

September 2, 2022 - June 30, 2023

Principal Investigator

Qi Alfred Chen

Project Team

Yunpeng Luo

Sponsor, Program & Award Number

RIMI: RIMI-5H
(Also see the UC ITS page)

Areas of Expertise

Infrastructure Delivery, Operations, & Resilience Intelligent Transportation Systems, Emerging Technologies, & Big Data

Team Departmental Affiliation

Information and Computer Science

Project Summary

Technological and infrastructure solutions will be needed to facilitate the safe integration of connected and automated vehicles (CAVs) into the national highway systems. Smart infrastructure is one possible solution that utilizes advanced sensing, computing, and communication capabilities, particularly at key highway bottlenecks and safety hotspots. The proposed pilot project, Smart Infrastructure for Automated driving (SIA), will demonstrate how advanced infrastructure data can support operations of connected and automated driving systems and understand various practical challenges, such as system underperformance due to factors including, but not limited to, communication delays, sensor malfunction, and cyberattacks.

Related Publications

presentation | Jun 2023

Pilot Study: Smart Infrastructure for Automated Driving

Read more
policy brief | Feb 2025

How Cooperation Between Connected Automated Vehicles and Smart Infrastructure Can Improve Situational Awareness for Traffic Safety

Read more
research report | Jan 2024

Enhanced perception with cooperation between connected automated vehicles and smart infrastructure.

Read more

Assessing the Potential for Densification and Reduction of Vehicle Miles Traveled in Areas Without Rail

Status

Complete

Project Timeline

June 21, 2022 - October 31, 2023

Principal Investigator

Jae Hong Kim

Project Team

Doug Houston, Nicholas Marantz, Alex Okashita, Maxwell Cabello

Sponsor, Program & Award Number

RIMI: RIMI-4M

Areas of Expertise

Public Transit, Shared Mobility, & Active Transportation Travel Behavior, Land Use, & the Built Environment

Team Departmental Affiliation

Urban Planning and Public Policy

Project Summary

While transportation infrastructure and efficiency should inform where to build more housing, little is known about how housing allocation and development processes can be coordinated more systematically with transportation. To date, transportation-housing coordination has often relied on the densification of areas near rail transit stations, putting heavy burdens on these locations and their residents. Much less attention has been paid to how densification can be achieved in a more equitable manner by encompassing other sites. This research seeks to better understand equity issues and other challenges that may arise in pursuing transportation-informed densification. The research includes two components: 1) a scenario analysis of the potential impacts of SB 743 that highlights equity concerns, as well as difficulties in identifying low vehicle miles traveled locations, and 2) a qualitative, in-depth investigation, including interviews with policy experts, creators, implementers, and advocates that explore ways to achieve more inclusive densification of non-rail transit areas, which have long been neglected in the literature. Overall, the findings suggest that transportation-informed densification is a challenging process, and this is particularly true when it comes to implementation and inclusive place-making. More needs to be known about how densification can take place in a way that promotes diversity, equity, and inclusion rather than causing disproportionate impacts on disadvantaged communities and their residents.

Related Publications

research report | Sep 2024

Assessing the Potential for Densification and VMT Reduction in Areas without Rail Transit Access

Read more
policy brief | Sep 2024

What Challenges Can Arise from Coordinating Housing Development with Transportation?

Read more

How Shared Mobility Can Complement or Compete with Transit

Status

Complete

Project Timeline

June 27, 2022 - October 31, 2023

Principal Investigator

Michael HylandMichael Hyland

Sponsor, Program & Award Number

RIMI: RIMI-4B

Areas of Expertise

Public Transit, Shared Mobility, & Active Transportation

Team Departmental Affiliation

Civil and Environmental Engineering

Project Summary

While the COVID-19 pandemic caused ridership on public transit and shared mobility to drop precipitously and put severe strain on their finances and operations, all was far from well prior to the pandemic. Transit ridership had dropped across the state in the five years prior to the pandemic, despite increasing public investment. Furthermore, the relationship between shared mobility and public transit was often disputed, with some stakeholders claiming they complement each other and others arguing that they compete. This project focuses on various facets in the relationship between shared mobility and public transit, including: (1) circumstances by which microtransit and transportation network companies complement or compete with public transit, (2) how demand-responsive shared mobility services can fill in public transit service gaps in various contexts, and (3) how – in underserved rural and suburban areas that lack high-quality transit – electric vehicle carsharing can be deployed equitably and cost-effectively.

Related Publications

published journal article | Jan 2024

What Is the Connection? Understanding Shared Micromobility Links to Rail Public Transit Systems in Major California Cities
Sustainability

Read more
policy brief | May 2023

Transportation Network Companies Might Be Pulling Riders from Public Transit, but This Could Change

Read more
policy brief | Sep 2024

Communities Are Experimenting with Microtransit to Fill Critical Gaps in Public Transit Service – What Have We Learned so Far?

Read more
published journal article | Aug 2024

Environmental Impacts of Transportation Network Company (TNC)/Ride-Hailing Services: Evaluating Net Vehicle Miles Traveled and Greenhouse Gas Emission Impacts within San Francisco, Los Angeles, and Washington, D.C. Using Survey and Activity Data
Sustainability

Read more

Risk Assessment for Security Threats and Vulnerabilities of Autonomous Vehicles

Status

Complete

Project Timeline

July 22, 2022 - October 31, 2023

Principal Investigator

Qi Alfred Chen

Project Team

Ziwen Wan

Sponsor, Program & Award Number

RIMI: RIMI-5B-03
(Also see the UC ITS page)

Areas of Expertise

Intelligent Transportation Systems, Emerging Technologies, & Big Data Safety, Public Health, & Mobility Justice

Team Departmental Affiliation

Information and Computer Science

Project Summary

In the coming decades, advancements in connected and automated vehicles (CAVs) have the potential to transform communities and mobility. As these technologies progress, policymakers and practitioners will need tools and information to proactively design policies, actions, and practices that will avoid potential negative impacts and unintended consequences and facilitate sustainable and equitable outcomes. This white paper project will summarize and classify realistic CAV-related security threats and vulnerabilities with the goal of helping stakeholders identify research needs, barriers to implementation, and strategies to address such issues. This will be accomplished by first conducting an extensive review of CAV system security vulnerabilities (e.g., sensing, control, artificial intelligence, networking, and computing). Second, the researchers will classify these threats based on common characteristics from a policymaker perspective and identify strategies to mitigate threats.

Related Publications

research report | Apr 2024

Risk Assessment for Security Threats and Vulnerabilities of Autonomous Vehicles

Read more
policy brief | Apr 2024

How Risky Are Cyber Security Threats Against Autonomous Vehicles?

Read more

Rail Transit Ridership in California: Lessons Learned from Station Area Assessments

Status

Complete

Project Timeline

February 22, 2022 - December 31, 2023

Principal Investigator

Michael McNally

Sponsor, Program & Award Number

RIMI: RIMI-4D

Areas of Expertise

Public Transit, Shared Mobility, & Active Transportation Travel Behavior, Land Use, & the Built Environment

Team Departmental Affiliation

Civil and Environmental Engineering

Project Summary

Emerging evidence shows that rail transit ridership has recuperated unevenly—at different rates in different places—as California has emerged from the COVID-19 pandemic. Stations that serve central business districts, for example, show slower gains in rail transit passengers compared to stations with mixed income residents and mixed uses in suburban locations. It is not yet clear what is causing this difference, but this disparity signals that post-COVID ridership will be different from what was observed in the past, and some station areas will likely need to develop strategies that account for this new reality. This study examines how various characteristics (e.g., land use, development density, the pedestrian environment) affect transit ridership pre- and post-COVID and how they differ across station types based on longitudinal data for 242 rail stations belonging to Bay Area Rapid Transit, San Diego Metropolitan Transit System, Sacramento Regional Transit, and LA Metro between 2019 and 2021. Key findings include an overall 72% decrease in station-level ridership, but changes were not uniform. Station areas with a higher number of low-income workers and more retail or entertainment jobs tend to have lower ridership declines, while areas with a large number of high-income workers, high-wage jobs, and higher job accessibility by transit had more ridership losses.

Related Publications

research report | Sep 2024

Rail Transit Ridership Changes in COVID-19: Lessons from Station Area Characteristics

Read more
published journal article | Dec 2025

Rail transit ridership changes in COVID-19: Lessons for station area planning in California
Journal of Urban Mobility

Read more
policy brief | Sep 2024

Decline of Rail Transit Requires New Strategies

Read more

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